Our regulatory consulting expertise driven by Arendt Regulatory & Consulting S.A. (ARC) assists promoters in the definition of their distribution model with a view to the subsequent registration of their funds and maintenance thereof in Europe and beyond. We help them assess and manage the risks relating to such distribution and assist them in passporting their regulated activities across Europe.
- UCITS and AIF cross-border notification and maintenance services (via passport or private placement)
- Exercise of management passports
- Distribution advisory
- Distribution risk monitoring – consulting and compliance
Our regulatory consulting expertise has a dedicated team composed of multi-disciplinary experienced advisors with relevant and complementary backgrounds in the legal and regulatory areas, as well as a deep expertise in the Funds Industry, which enable to cover the various facets of the fund cross-border distribution process. This team covers all notifications or registrations of UCITS and AIFs, managed by EU and non-EU investment fund managers, marketed in EU or outside EU via the marketing passport or based on the applicable private placement regime.