During this training session you will learn to acquire necessary knowledge in order to prevent conflict of interests and if it does occur, to respond to such situations.
Supervised by:
Anastasia Marie-Hontaas
Director
Dr. Michael Daemgen
Partner ARC
About the training session
Objectives
To acquire necessary knowledge in order to prevent conflict of interests and if it does occur, to respond to such situations.
Content
In the course of the proposed training, participants will:
- Receive explanation on what conflicts of interests are, as well as on the legal and regulatory principles framing them, including CSSF Circular 18/698
- Have the opportunity to apply the above knowledge to typical cases, i. e. analyse examples of potential internal conflicts
- Learn how to anticipate and react to conflicts of interest situations (prevention and remediation measures).
Methodology
This training session is designed to be highly interactive. The idea is to work on practical situations (anonymised) and to have open discussions to share market practices.
The outcome of the training will therefore be two sided:
- on the one hand an alignment amongst the clients’ participants of the awareness and understanding of conflict of interests and
- on the other hand suggestions for improving the clients’ conflict of interest treatment (prevention and remediation measures).
Target Group
Professionals of the Investment Management Sector.
For more information please contact us by e-mail institute@arendt.com