Led by:
To prevent the systematic impact of these financial losses, regulatory bodies have increased their level of scrutiny and oversight, meaning UCITS and AIFs are now subject to a stringent European and local regulatory framework that lays down fundamental principles for risk management.
Compliance with these regulations is crucial to the operation of UCITS and AIFs, and will help to protect investors, mitigate risks and maintain the stability and integrity of investment funds within the financial system.
- Recognise the importance of risk management in the operation of UCITS and AIFs.
- Understand the regulatory and governance frameworks applicable to risk management within Management Companies (ManCo) and Alternative Investment Fund Managers (AIFM).
- Provide an overview of the risk management framework, including the assessment, monitoring, and reporting of risk, global exposure, and leverage.
- Define and evaluate liquidity risk, including the application of liquidity stress testing.
- Identify other material risks and reporting obligations associated with investment funds.
The course is divided into the following key sections:
- Module 1: Introduction, governance requirements and overview of the risk management framework
- Module 2: Measuring and reporting risks
Our fully digital learning programme features:
- Advanced interactivity: includes activities and scenarios
- Flexibility: learn at your own space and time
- Modernity: light course design
- Final Assessment: summary of essential knowledge
- 1 hour 10
Investment fund managers
