Supervised by:
Hoa Le
Senior Manager
About the training session
Objectives
By the end of this training programme, participants will be able to:
- At the end of the training, participants will be able to
- Identify and understand how the provisions of MiFID II apply to their company
- Understand MiFID II rules applicable to Investment Fund Managers authorised to render MiFID investment services
- Discuss the specificities of the implementation of MiFID II rules within your organisation and on its business model
Content
- Areas covered will include the range of MiFID II rules such as:
- client categorisation
- information to clients
- suitability
- appropriateness
- inducement
- product governance
- reporting to clients
- best execution
- record-keeping
Since the content of discussions during the training are highly connected to the specificities of each organisation, we currently only offer this training in a bespoke format.
Speakers
Our speakers belong to both our specialised and complementary teams and as such, cover all legal, regulatory, taxation and advisory aspects of doing business in Luxembourg. We kindly invite you to check our training agenda where the speakers are listed on each training session.
Target audience
Board members, Conducting Officers, internal control functions, front/middle/back office persons involved in MIFID service rendered to clients.
Duration
2,5 hours
Language
English
For more information please contact us by e-mail at institute@arendt.com