Are You in Control of MiFID Compliance for IFMs?
Join our interactive training session designed specifically for Investment Fund Managers navigating the complexities of MiFID II compliance and upcoming regulatory changes.
Supervised by:
Hoa Le
Senior Manager
About the training session
Objectives
By the end of the training, participants will be able to:
- Understand how MiFID II applies to IFMs with MiFID top-up and what changes are coming under AIFMD II and UCITS VI
- Learn the requirements for MiFID top-up licenses, including organizational, conduct, and reporting obligations
- Explore key topics like suitability, product governance, outsourcing, sustainability, and inducements
- Get practical insights into CSSF expectations, documentation, and how to prepare your internal setup
- Expect interactive discussions, real-life examples, and peer knowledge sharing to help you benchmark your practices and ask the questions that matter.
Content
Areas covered will include the range of MiFID II rules such as:
- client categorisation
- information to clients
- suitability
- appropriateness
- inducement
- product governance
- reporting to clients
- best execution
- record-keeping
Speakers
Our speakers belong to both our specialised and complementary teams and as such, cover all legal, regulatory, taxation and advisory aspects of doing business in Luxembourg. We kindly invite you to check our training agenda where the speakers are listed on each training session.
Target audience
Board members, Conducting Officers, internal control functions, front/middle/back office persons involved in MIFID service rendered to clients.
Duration
2,5 hours
Language
English
For more information please contact us by e-mail at institute@arendt.com