Customised training

Market Abuse –Detection and Reporting of suspicious orders and transactions (STOR)

Upon Request

3.5 hours

Arendt House41A, Avenue John F. Kennedy
L-2082 Luxembourg-Kirchberg
Luxembourg

500 €

English

About the training session

Objectives

The objectives of this training module are:

  • to understand the exact scope of the obligation to detect and to report STORs;
  • to recognise market abuse; 
  • to understand what arrangements, systems and procedures the professional is expected to establish;
  • to learn about how to properly discharge the obligation to detect and to report STORs.

Content

The presentation will cover in particular the following topics:

  • Who is subject to the obligation to detect and to report STORs?
  • Relevant behaviours to be detected and reported;
  • Maintaining effective arrangements, systems and procedures;
  • What is a reasonable suspicion?
  • A priori verification or a posteriori verification?
  • Practical considerations – who, how, when?
  • Case studies and real-life examples;
  • STOR and money laundry suspicion;
  • Q&A session.

Speakers

Our speakers belong to our specialised and complementary teams and as such cover all legal, regulatory, taxation and advisory aspects of doing business in Luxembourg. We invite you to check our training agenda where the speakers are listed on each training session.

Target audience

Professionals in charge of administration, legal and compliance functions in financial institutions, other professionals of the financial sector.

Duration

3,5 hours.

Language

English, French, German.


For more information please contact us by e-mail institute@arendt.com