AML/CFT training for staff members (Investment management)

Objectives

By the end of the session the attendees will have gained solid knowledge on the Luxemburgish legislative and regulatory framework applicable to Luxembourg investment funds and will have understood their obligations.

They will hear on the latest trends on CSSF supervision and will receive useful recommendation on how to cooperate with authorities.

Content

1. Update on the legal and regulatory AML/CFT framework
2. The AML/CFT professional obligations applicable to investment funds in Luxembourg
   • Identifying, assessing and understanding the ML/TF risks
   • Applying due diligence measures on a Risk-Based Approach (RBA)
   • Focus on tax predicate offences
   • Focus on Targeted Financial Sanctions (TFS) and proliferation financing
   • Internal organisation and procedures, including the roles and responsibilities of the RR and the RC
   • Cooperation with the authorities, including no tipping-off rule and typologies of ML/TF suspicion cases
3. Latest trends on CSSF supervision
4. Q&A

Speakers

Our speakers belong to both our specialised and complementary teams, as such cover all legal, regulatory, taxation and advisory aspects of doing business in Luxembourg. We invite you to check our training agenda where the speakers are listed on each training session.

Target audience

Staff members

Language

English, French

Duration

1 hour and a half

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For more information please contact us by e-mail institute@arendt.com