Regulatory & Consulting
//
CAROL – your Compliance And Regulatory Oversight onLine tool
your Compliance And Regulatory Oversight onLine tool
a web-based solution letting you monitor the compliance of your regulated entity
See how CAROL works. Try it for 7 days for free!
With the 7-day, no-commitment CAROL trial, you can:
- Access a selection of relevant European and Luxembourg regulations to stay compliant.
- Try our compliance monitoring plan with access to a selection of compliance requirements applicable to your entity.
- Create internal controls and relevant compliance recommendations to customise your control plan.
CAROL is a smart, cloud-based platform developed by Arendt Regulatory & Consulting. It simplifies compliance by centralising your obligations and helping you monitor regulatory risks with ease.
It has been designed for Luxembourg-regulated financial entities — including investment fund managers, investment firms, and depositary banks — as well as EU fund managers operating in Luxembourg.
With CAROL, you stay in control: access only the regulations relevant to your status, build a tailored compliance plan, and track your risk exposure in real time.
What CAROL offers you:
- Personalised access to applicable regulatory texts
- A fully customisable compliance control plan
- Real-time risk scoring and monitoring
- A clear, dynamic view of your regulatory landscape
CAROL Depositary – simplifying depositary compliance
CAROL Depositary is the CAROL module dedicated specifically to UCITS and AIF depositaries in Luxembourg.
Built for Compliance Officers, it consolidates all regulatory obligations linked to the depositary function — whether you’re a bank or a PFS, authorised for UCITS and/or AIFM.
In a fast-evolving regulatory environment, CAROL Depositary helps you stay ahead: manage your controls, monitor your risks, and adapt quickly to new requirements.
What CAROL Depositary offers you:
- Centralised management of all UCITS/AIF obligations
- Automated controls and simplified reporting
- Seamless integration of new regulatory requirements
- Confidence and clarity in a complex landscape
Experts
Dr Michael Daemgen
Partner ARC
Stéphane Badey
Partner ARC
Anastasia Marie-Hontaas
Director
Jasper Ronda
Director