CAROL – Compliance And Regulatory Oversight onLine – brochure

Ongoing regulatory developments in the financial sector are making the compliance officer’s role increasingly complex. Beyond the regular controls to be performed and reported on in accordance with their monitoring plans, compliance officers often have to dedicate considerable time to addressing specific compliance issues or assimilating new regulatory requirements.

To make compliance officers’ lives easier, Arendt Regulatory & Consulting (ARC) has created CAROL, an internet-based solution that lets users monitor the compliance of a regulated entity by means of an online control monitoring plan (CMP) suited to its regulatory status.

 

Table of contents of the brochure:

Compliance challenges

Shouldering your compliance load

Main features

CAROL at a glance

Contact details

 

If you need more information, please contact us at carol@arendt.com.