Led by:
Fiona De Watazzi
Partner
Allison Norie
Counsel, Head of Office
This pragmatic e-learning solution will help you to understand the legal and regulatory framework applicable to UCITS with regard to the eligible asset classes and diversification rules. To ensure the best learning experience, this e-learning tool includes various case studies and exercises for you to go through and learn from.
By the end of this training, participants will be able to:
- Have an overview of the legal and regulatory framework applicable to UCITS with regard to the eligible asset classes and diversification rules.
- Identify the types of assets eligible for UCITS funds.
- Navigate the investment restrictions and guidelines imposed on UCITS funds.
- Understand practical examples to illustrate compliance with UCITS regulations.
The course is divided into the following key sections:
- Transferable securities
- Money Market Instruments
- Derivatives
- Financial indices
- Prohibited asset classes and investment techniques
- Main diversification rules
- Final Assessment
Our fully digital learning programme features:
- Advanced interactivity: includes activities and scenarios
- Flexibility: learn at your own space and time
- Modernity: light course design
- Final Assessment: summary of essential knowledge
- 1 hour 15
This e-learning course is designed for Directors of UCITS, compliance officers, legal officers and risk managers within UCITS management companies, portfolio managers managing UCITS and junior auditors involved in the audit of UCITS.
