Led by:
François Warken
Partner
For those who must report suspicions of money laundering, market abuse qualifies as a predicate offence. Therefore, recognising market abuse is a key element for complying with prevailing AML/KYC obligations.
Some other actors have obligations to report suspicions of actual or attempted market abuse (STOR) and must ensure that their staff is adequately trained in that respect.
For others, staff awareness of market abuse is a tool for managing reputational risk. This presupposes having at least a basic understanding of prohibited behaviours.
Whatever your situation or your objectives, recognising market abuse is the key.
If you think that understanding market abuse and recognising prohibited behaviour is a challenge, our e-learning tool is made for you. It follows the key principles set out in the applicable legal framework, in particular Regulation (EU) No 596/2014 (Market Abuse Regulation), and progressively builds on a balanced combination of explanations of basic market abuse principles and many real-life scenarios and case studies. Participants are asked to apply the acquired theoretical knowledge to practical examples.
This learning approach allows you to comply with your legal requirements or achieve your other objectives, as the case may be.
- Understand what is meant by market abuse
- Distinguish market abuse from other forms of reprehensible behaviour
- Better manage the risks you encounter in your role within your organisation
- Recognise market abuse
The course is divided into the following key sections:
- Section 1: Introduction to market abuse
- Section 2: Distinguishing market abuse from other forms of reprehensible behaviour
- Section 3: Recognising market abuse
- Section 4: Conclusion and knowledge check – 10 questions, 80% success rate
Our fully digital learning programme features:
- Advanced interactivity: includes activities and scenarios
- Flexibility: learn at your own space and time
- Modernity: light course design
- Final Assessment: summary of essential knowledge
- 1 hours 30
All professionals of financial sector or professionals working within an issuer
