Open programmes

AML/CTF for investment funds

Mon 4 November 2024

9h30 11h00

Arendt House41A, Avenue John F. Kennedy
L-2082 Luxembourg-Kirchberg
Luxembourg

500 €

English


About the training session

Objectives

By the end of the session, attendees will have gained solid knowledge of the Luxembourgish AML/CFT legislative and regulatory framework applicable to Luxembourg investment funds and will understand their own obligations.

They will hear about the latest trends in CSSF supervision and receive practical recommendations about how to cooperate with the authorities.

Content

Our experts will cover the following:

  • Update on the AML/CTF legal and regulatory framework
  • The AML/CTF professional obligations applicable to investment funds in Luxembourg
  • Identifying, assessing and understanding ML/TF risks
  • Applying due diligence measures using a Risk-Based Approach (RBA)
  • Focus on tax predicate offences
  • Focus on Targeted Financial Sanctions (TFS) and proliferation financing
  • Internal organisation and procedures, including the roles and responsibilities of the RR and the RC
  • Cooperation with the authorities, including the no tipping-off rule and typologies of ML/TF suspicion cases
  • Latest trends in CSSF supervision
  • Q&A

Target audience

Experienced professionals in charge of front office, administration, legal and compliance functions in management companies, self-managed investment companies and other professionals of the financial sector delivered by the CSSF.

We can also cater for a more junior audience.


For more information please contact us by e-mail at institute@arendt.com