Training Session

Tuesday
Nov 30, 2021
9:00 AM

To

Tuesday
Nov 30, 2021
11:00 AM
Where ?
N/A
This is an online training

Objectives

This series consists of 2 training dates. Attendance to both of them is possible and recommended, but not mandatory.

By the end of the live online training series, the participants will be able to:

  • Explain the Anti-Money Laundering (AML) rules and professional obligations currently applicable to Luxembourg UCIs, management companies and other financial institutions dealing with investment funds and will focus on their practical implications
  • Point out the latest developments related to the AML professional obligations resulting from recent (or upcoming) changes in the legislative framework and/or the case law at the time of the training and their impact on the practice of Luxembourg authorities and professionals in regards of:
    • Customer Due Diligence” (CDD) obligations
    • Internal organisational requirements
    • Practical approach to the obligation to cooperate with the relevant authorities
    • Development of good and bad AML practices on the basis of the latest activity report of the Cellule de Renseignement Financier and of the CSSF’s annual report

Content

  • Good reasons to take AML/CFT seriously
  • What is new in the Legislative and Regulatory framework?
  • Focus on RBE
  • Focus on identification of BO

Different parties involved in AML/CFT

  • Entities in scope of the AML/CFT Law
  • Allocation of the responsibilities
  • Internal supervision
  • External supervision

Cooperation with the authorities

  • Active cooperation
  • Passive cooperation
  • Applying CSSF’s identified AML/CFT best practices

Speaker(s)

Alexandra Ciacareanu, Senior Manager, Arendt Regulatory & Consulting 

and / or Karim Djedid, Senior Advisor, Arendt Regulatory & Consulting 

and / or Anastasia Marie-Hontaas, Manager, Arendt Regulatory & Consulting 

Target Group

Experienced professionals in charge of front office, administration, legal and compliance functions in banks, management companies, self-managed investment companies or other professionals of the financial sector.

Duration

2 hours.

Language

English

Price

€300

Discount of 100 € applies to training date 2 (2 hours course) if attendance to the full series of overall 4 hours (same participant of an organization). We apply rebates only to belong together series (e.g. "July-series", "September-series", etc.)

Point of attention

We will ask attendees to complete a quiz a few weeks after the session. We send training attendance certificates in case participants attended the complete session and completed the quiz.

This module is part of the “AML investment funds series”. Attendance to the complete series is possible but not mandatory. Please refer to our training agenda to view the description and dates of the other modules.

 

For any information, please contact us by e-mail institute@arendt.com

Related Content

Alexandra Ciacareanu
Senior Manager

Regulatory Consulting

Karim Djedid
Senior Advisor

Regulatory Consulting

Anastasia Marie-Hontaas
Manager

Regulatory Consulting

Arendt Regulatory & Consulting SA

41A, Avenue JF Kennedy L-2082 Luxembourg infoarc@arendt.com

T (352) 26 09 10 1
F (352) 26 09 10 7750

Arendt & Medernach SA

41A, Avenue JF Kennedy L-2082 Luxembourg info@arendt.com

T (352) 40 78 78 1
F (352) 40 78 04