Training Session

Jul 8, 2021
2:00 PM


Jul 8, 2021
4:00 PM
Where ?
This is an online training
Who ?


This series consists of 2 training dates. Attendance to both of them is possible and recommended, but not mandatory.

By the end of the training series, the participants will be able to:

  • Explain the Anti-Money Laundering (AML) rules and professional obligations currently applicable to Luxembourg UCIs, management companies and other financial institutions dealing with investment funds and will focus on their practical implications
  • Point out the latest developments related to the AML professional obligations resulting from recent (or upcoming) changes in the legislative framework and/or the case law at the time of the training and their impact on the practice of Luxembourg authorities and professionals in regards of:
    • Customer Due Diligence” (CDD) obligations
    • Internal organisational requirements
    • Practical approach to the obligation to cooperate with the relevant authorities
    • Development of good and bad AML practices on the basis of the latest activity report of the Cellule de Renseignement Financier and of the CSSF’s annual report


  • Identification of ML/TF risks
  • Assessment of ML/TF risks
  • AML/CFT policy
  • Risk based approach/Customer and assets due diligence
  • Monitoring rules
  • Outsourcing and delegation mandates
  • Building your KYC checklists


Stéphane Badey (Partner, Arendt Regulatory & Consulting).

Target Group

Experienced professionals in charge of front office, administration, legal and compliance functions in banks, management companies, self-managed investment companies or other professionals of the financial sector.


2 hours.





Discount of 100 € applies to training date 2 (2 hours course) if attendance to the full series of overall 4 hours (same participant of an organization). We apply rebates only to belong together series (e.g. "July-series")

Point of attention

We will ask attendees to complete a quiz a few weeks after the session. We send training attendance certificates in case participants attended the complete session and completed the quiz.

This module is part of the “AML investment funds series”. Attendance to the complete series is possible but not mandatory. Module 1 and 2 take place on 06.07. Please refer to our training agenda to view the description and dates of the other modules.


For any information, please contact us by e-mail

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Stéphane Badey

Stéphane Badey is a Partner at Arendt. Stéphane started his career in 1998 in the consulting practice of a Big Four company where he acquired extensive experience in regulatory and compliance matters in the fund management industry, before joining a leading asset servicing bank where he became Director Compliance Europe. He specialises in anti-money laundering regulations and advises clients on all aspects relating to their AML/KYC framework. Stéphane also has a particular interest in Environmental, Social and Governance (ESG) matters, especially on sustainability-related financial and regulatory aspects. He is an active member of ALFI, LPEA and EFAMA working groups on AML and ESG. Stéphane ...

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Arendt Regulatory & Consulting SA

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