Training Session

Tuesday
Apr 27, 2021
10:00 AM

To

Tuesday
Apr 27, 2021
12:00 PM
Where ?
N/A
This is an online training

Objectives

The attendees will gain solid knowledge of the MIFID 2 rules applicable to Investment Fund Managers authorised to render MIFID investment services.

Content

  1. Introduction – extent of the application of MiFID II to IFMs extended scope
  • Eligible investment services and their particularities
  • Operating conditions and organisational measures

 

  1. MIFID II rules:
  • Client categorization
    • MiFID definitions and other definitions
  • Information to clients
    • dos and don’ts
    • costs and charges: transparency
    • costs and charges disclosures: MiFID vs. KIIDs/ PRIIPs
  • Suitability & Appropriateness
    • nature of information to be gathered
    • record keeping
  • Inducement
    • MiFID 1, UCITS and AIFM Directives
    • change and impact linked to MiFID 2
    • independent investment advice
    • investment research: historical set-up and 2 options of unbundling investment research
  • Product governance
    • manufacturer and distributer
    • target market / EMT
  • Reporting to clients
    • content and periodicity
  • Best execution
    • main changes/ points of attention
    • policy
    • performance indicators (RTS 27 report, RTS 28 report)
  • Record-keeping
    • requirements (format (do’s and don’ts), period of retention)
    • others (client order handling, service contract, etc.)

Speaker(s)

Nicolas Deldime (Partner, Arendt Regulatory & Consulting),
Bénédicte d’Allard (Manager, Arendt Regulatory & Consulting).

Target Group

Board members, daily managers, internal control functions, front/ middle/ back office persons involved in MIFID service rendered to clients.

Duration

2 hours.

Language

English

Price

500€ (for the attendance of the 2 sessions: 27/04 and 28/04/2021)

Point of attention

The cancelation policy stated on the bottom of our page “training agenda” applies. It is a session consisting of 2 parts; should attendees only participate in part 1 there won’t be a (partial) refund of the overall budget of 500 EUR.

 

For any information, please contact us by e-mail institute@arendt.com

Related Content

Bénédicte d’Allard
Manager

Regulatory Consulting
DAC 6

Nicolas Deldime
Partner ARC

Regulatory Consulting

Arendt Regulatory & Consulting SA

41A, Avenue JF Kennedy L-2082 Luxembourg infoarc@arendt.com

T (352) 26 09 10 1
F (352) 26 09 10 7750