Operational AML & Compliance Services

Optimizing compliance processes while reducing regulatory risk

Our specialized AML & Compliance service offers you the expertise and support necessary to streamline your compliance processes while mitigating regulatory risks. With our in-depth knowledge of Luxembourg's regulations and extensive experience in the sector, we can guide you through the intricate compliance processes, enabling you to focus on your core activities.

End to end suite of AML & Compliance services

AML / KYC as a Managed Service

  • Due Diligence on Investors, ongoing Screening & periodical review  
  • Due diligence on assets, ongoing screening and & periodical Review 
  • Due diligence on Distributor, ongoing screening and & periodical Review 
  • Due diligence on any IFM counterparts, ongoing screening and & periodical Review 
  • AML Remediation Plan.

The ever-evolving regulatory landscape and the ever-increasing amount of data and collection of documents put strain on in-house compliance functions. Our combination of experts dedicated to AML/KYC identification and the state-of-the-art technology from the market leading platform Fenergo is allowing us to build a robust process-driven solution that significantly reduces risks and improves efficiency. Fenergo can be used on a stand-alone basis, to help Management Companies, Asset Managers and Asset Servicers with their ongoing AML/KYC challenges. 

MLRO / RC Services

  • Drafting and regular review of your AML/CFT policy 
  • Annual AML/CFT risk assessment of the company in accordance with CSSF & AED Circulars 
  • Periodic and ad-hoc written reports to the management / board of directors on specific matters
  • Due diligence and monitoring of service providers and distributors as needed
  • Registration with GoAML (FIU)
  • Annual AML/CFT training for relevant persons at the company
  • Summary report on RC's activities and operations, at least once annually
  • Serving as the central contact with the Luxembourg authorities for AML/CFT purposes

For their RR/RC (RR: “Responsable du respect des obligations” / RC: “Responsable du contrôle du respect des obligations”) mandate, our clients can rely on our dedicated team, who possess extensive expertise in both CSSF and AED supervised vehicles, to handle mandates across a wide range of vehicle types.

Our differentiators

  • Unique Arendt AML/KYC expertise covering legal regulatory and operational aspects
  • Market leading technology using Fenergo’s software and Arendt Client Access portal
  • Bespoke approach to your requirements
  • A large team of dedicated AML/KYC experts 
  • Proven track record 
related documents
2021.03 - RC-AML CFT Offi...
pdf - 2.55 MB

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Michel Iannone

Michel Iannone is a Director and the Head of the Operational AML & Compliance Service line of Arendt Investor Services. He is also a Member of its Management Committee. Michel is a senior financial services executive and CAMS certified (Anti-Money Laundering Specialist), with more than 20 years’ experience, including 10 at senior management level. He is a funds industry and regulatory specialist. He also has international experience in the leadership and management of large operational teams in Luxembourg, Malaysia and Italy. Michel is an expert in AML and compliance matters, mutual and AIF fund administration, offshoring/outsourcing, global operational leadership, and client and product sol...

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Arendt Investor Services SA

9, rue de Bitbourg L-1273 Luxembourg crm@arendtservices.com

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16/06/2022
AED's AML guidelines for RAIFs
Luxembourg’s Registration Duties, Estates and VAT authority, the Administration de l’enregistrement, des domaines et de la TVA (the “AED”), has publis...
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