Toujours plus…
Le but de la présente réflexion n’est pas de refaire pour la vingtième fois l’inventaire d’ailleurs rarement exhaustif des nouvelles législations, ni de revenir sur toutes les nouvelles demandes des autorités de contrôle suite aux différentes crises financières et réformes réglementaires. Force est de constater que le périmètre des responsabilités de la fonction compliance n’a fait que s’accroître en quinze ans. Il s’agit aujourd’hui de vivre avec cet état de fait et ceci représente un réel challenge pour le compliance officer qui va devoir s’adapter.
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Auteur: Nicolas Deldime, Partner Arendt Regulatory & Consulting (ARC)
Nicolas Deldime is a Partner at Arendt Regulatory & Consulting (ARC). He was a Director in the consulting practice of a Big Four company, before joining Arendt Regulatory & Consulting in 2012. Nicolas has in-depth expertise in financial sector regulation and its impact on business, gained in servicing numerous banks, funds and asset managers. He notably provides advisory services in relation to MiFID, fund distribution operations, business and license transformation. Nicolas holds a master's degree in Law from the Catholic University of Louvain-La-Neuve (Belgium).
Discover the AuthorArendt Regulatory & Consulting SA
41A, Avenue JF Kennedy L-2082 Luxembourg infoarc@arendt.com
T (352) 26 09 10 1
F (352) 26 09 10 7750
Nicolas Deldime is a Partner at Arendt Regulatory & Consulting (ARC). He was a Director in the consulting practice of a Big Four company, before joining Arendt Regulatory & Consulting in 2012. Nicolas has in-depth expertise in financial sector regulation and its impact on business, gained in servicing numerous banks, funds and asset managers. He notably provides advisory services in relation to MiFID, fund distribution operations, business and license transformation. Nicolas holds a master's degree in Law from the Catholic University of Louvain-La-Neuve (Belgium).
Discover the AuthorArendt Regulatory & Consulting SA
41A, Avenue JF Kennedy L-2082 Luxembourg infoarc@arendt.com
T (352) 26 09 10 1
F (352) 26 09 10 7750
