Training Session

Tuesday
Nov 10, 2020
2:00 PM

To

Tuesday
Nov 10, 2020
3:00 PM
Where ?
N/A
This is an online training
Who ?
Speakers

Objectives

This series consists of 4 modules. Attendance of all of them is possible and recommended, but not mandatory.

By the end of the live online training series, the participants will be able to:

  • Explain the Anti-Money Laundering (AML) rules and professional obligations currently applicable to Luxembourg UCIs, management companies and other financial institutions dealing with investment funds and will focus on their practical implications
  • Point out the latest developments related to the AML professional obligations resulting from recent (or upcoming) changes in the legislative framework and/or the case law at the time of the training and their impact on the practice of Luxembourg authorities and professionals in regards of:
    • Customer Due Diligence” (CDD) obligations
    • Internal organisational requirements
    • Practical approach to the obligation to cooperate with the relevant authorities
    • Development of good and bad AML practices on the basis of the latest activity report of the Cellule de Renseignement Financier and of the CSSF’s annual report

Content

  • AML/CFT policy
  • Risk based approach/Customer and assets due diligence
  • Monitoring rules
  • Outsourcing and delegation mandates
  • Building your KYC checklists

Speaker(s)

Stéphane Badey (Partner, Arendt Regulatory & Consulting).

Target Group

Experienced professionals in charge of front office, administration, legal and compliance functions in banks, management companies, self-managed investment companies or other professionals of the financial sector.

Duration

1 hour.

Language

English

Price

€150 - Discount applied to session 4 if attendance of all 4 sessions in the autumn cycle (same participant of an organisation): 100€

Point of attention

This module is part of the “AML investment funds series”.

Attendance of all four modules is possible but not mandatory.

Please refer to our training agenda to view the description and dates of the other modules.

 

For any information, please contact us by e-mail institute@arendt.com

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Stéphane Badey

Stéphane Badey is a Partner at Arendt. Stéphane started his career in 1998 in the consulting practice of a Big Four company where he acquired extensive experience in regulatory and compliance matters in the fund management industry, before joining a leading asset servicing bank where he became Director Compliance Europe. He specialises in anti-money laundering regulations and advises clients on all aspects relating to their AML/KYC framework. Stéphane also has a particular interest in Environmental, Social and Governance (ESG) matters, especially on sustainability-related financial and regulatory aspects. He is an active member of ALFI, LPEA and EFAMA working groups on AML and ESG. Stéphane ...

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