Training Session

Sep 14, 2020
2:00 PM


Sep 14, 2020
6:00 PM
Where ?
Arendt House
41A, Avenue John F. Kennedy
L-2082 Luxembourg-Kirchberg
Who ?


Funds are MiFID financial instruments. When investment firms sell funds, MiFID rules apply. The objective of the training is to identify and understand the impact of the provisions of MiFID 2 which are directly or indirectly in connection with the fund business.


Introduction – extent of the application of MiFID to funds and management companies

Product governance – definition of target market and monitoring of selling activities

Information to investors and distributors

  • Marketing information
  • Cost and charges transparency

Appropriateness - selling complex MiFID financial instruments – structured funds

Restriction on remuneration practices of MiFID firm

  • Independent advice
  • Portfolio management
  • Legitimacy of inducements

How these changes impact and transform fund distribution?


Nicolas Deldime (Partner, Arendt Regulatory & Consulting).

Target Group

This training is of interest for anybody involved in the product design and the fund distribution process, be it as a member of the fund management, as service provider or for any person belonging to internal legal and compliance teams and oversight control.


4 hours.






For any information, please contact us by e-mail

Related Content

Nicolas Deldime

Nicolas Deldime is a Partner at Arendt Regulatory & Consulting (ARC). He was a Director in the consulting practice of a Big Four company, before joining Arendt Regulatory & Consulting in 2012. Nicolas has in-depth expertise in financial sector regulation and its impact on business, gained in servicing numerous banks, funds and asset managers. He notably provides advisory services in relation to MiFID, fund distribution operations, business and license transformation. Nicolas holds a master's degree in Law from the Catholic University of Louvain-La-Neuve (Belgium).

Discover the Author
Asset Manager - Advi...

Arendt Regulatory & Consulting SA

41A, Avenue JF Kennedy L-2082 Luxembourg

T (352) 26 09 10 1
F (352) 26 09 10 7750

Session Registration

All fields marked with * are required