Objectives

This remote session provides attendees with the opportunity to meet their AML requirements. It is part of a “Duo” programme. If you are interested in the session of Janaury, please click here.

Content

In your role of board member for a Luxembourg Asset Management vehicle, understand your responsibilities with regards to:

• Customer Due Diligence” (CDD) obligations: AML and CTF responsibilities in a fund related constellation, focus on the enhanced and simplified CDD measures (including correspondent/nominee relationship due diligence), recourse to a third party to carry out KYC duties, source of funds (definition and respective obligations)
• Internal organisational requirements for UCIs, management companies and other financial institutions under the EU AML Directives, as implemented in Luxembourg
• Practical approach to the obligation to cooperate with the relevant authorities (i.e. filing a suspicious transaction report, examples of suspicious elements, no tipping-off obligations (relationship UCI – service provider), dealing with freezing orders, examples of recent case law, etc.)

Speaker

Stéphane Badey (Partner, Arendt Regulatory & Consulting).

Target Group

Experimented professionals, such as Board Members and Conducting Officers.

Duration

1 hour and 15 minutes of questions & answers.

Language

English

Price

Registration to 1 webinar: 50 euros

Registration to both webinars before 16 December 2019: 90 euros

Important Information 

For the registration to the 2 webinar courses we recommend to contact us via email institute@arendt.com and to indicate which session(s) you would like to attend. We get back in contact with you within 2 working days.

An invoice will be sent to you before the training. Payment is due within 30 days as from the issue date of the invoice. Reimbursement is not possible.

The course cancellation policy indicated on our homepage does not apply to this session

For any information, please contact us by e-mail institute@arendt.com