Training Session

Dec 17, 2019
9:30 AM


Dec 17, 2019
10:45 AM
Where ?
Arendt House
41A, Avenue John F. Kennedy
L-2082 Luxembourg-Kirchberg
Who ?
Stéphane Badey


This remote session provides attendees with the opportunity to meet their AML requirements. It is part of a “Duo” programme. If you are interested in the session of Janaury, please click here.


In your role of board member for a Luxembourg Asset Management vehicle, understand your responsibilities with regards to:

  • Customer Due Diligence” (CDD) obligations: AML and CTF responsibilities in a fund related constellation, focus on the enhanced and simplified CDD measures (including correspondent/nominee relationship due diligence), recourse to a third party to carry out KYC duties, source of funds (definition and respective obligations)
  • Internal organisational requirements for UCIs, management companies and other financial institutions under the EU AML Directives, as implemented in Luxembourg
  • Practical approach to the obligation to cooperate with the relevant authorities (i.e. filing a suspicious transaction report, examples of suspicious elements, no tipping-off obligations (relationship UCI – service provider), dealing with freezing orders, examples of recent case law, etc.)


Stéphane Badey (Partner, Arendt Regulatory & Consulting).

Target Group

Experimented professionals, such as Board Members and Conducting Officers.


1 hour and 15 minutes of questions & answers.




Registration to 1 webinar: 50 euros

Registration to both webinars before 16 December 2019: 90 euros

Important Information  important

For the registration to the 2 webinar courses we recommend to contact us via email and to indicate which session(s) you would like to attend. We get back in contact with you within 2 working days.

An invoice will be sent to you before the training. Payment is due within 30 days as from the issue date of the invoice. Reimbursement is not possible.

The course cancellation policy indicated on our homepage does not apply to this session


For any information, please contact us by e-mail

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Stéphane Badey

Stéphane Badey is a Partner at Arendt Regulatory Consulting (ARC). Stéphane started his career in 1998 and acquired extensive experience regulatory and compliance matters in the fund management industry while working in the consulting practice of a Big Four company and as Director Compliance Europe for a leading asset servicing bank. He has specialised on corporate compliance matters, data protection and anti-money laundering regulations and he is an active member of the ALFI working group on AML/KYC. Stéphane holds a master degree in Private Law from the University of Dijon and a DEA in comparative Law from the same university. He also holds a Diploma in Legal Studies from the University of...

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Arendt Regulatory & Consulting SA

41A, Avenue JF Kennedy L-2082 Luxembourg

T (352) 26 09 10 1
F (352) 26 09 10 7750

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