Training Session

Wednesday
Dec 4, 2019
9:00 AM

To

Wednesday
Dec 4, 2019
12:30 PM
Where ?
Arendt House
41A, Avenue John F. Kennedy
L-2082 Luxembourg-Kirchberg
Luxembourg
Who ?
Speakers

Objectives

  • Identify duties and responsibilities of investment vehicle/Manco/AIFM
  • Determine the respective roles of governing bodies and senior management
  • Give practical guidance to directors / conducting persons on good practices they should adopt before and after having accepted a mandate
  • Advice on means to limit liability risks.

Content

Setting the scene

  • Self-managed UCITS
  • UCITS having appointed a third-party management company
  • Internally managed AIFs
  • AIFs having appointed an external AIFM

Liability regimes

  • Corporate law
  • Specific liability with respect to UCIs
  • Criminal / administrative sanctions (including UCITS V regime)
  • Extracontractual civil liability
  • Limitation of liability / discharge / compensation

Respective roles of governing bodies and senior management

Allocation of duties and responsibilities between (i) UCI board, (ii) AIFM/UCITS manco board and (iii) AIFM/UCITS manco conducting officers

Conflicts of interest

Principles of corporate governance

Practical guidance to avoid liability

Speakers

Francis Kass (Partner, Investment Funds, Arendt & Medernach),
Dr. Michael Daemgen (Partner, Arendt Regulatory & Consulting).

Target Group

Board members, directors, conducting persons, …

Duration

3.5 hours.

Language

English

Price

€470

 

For any information, please contact us by e-mail institute@arendt.com

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Arendt Regulatory & Consulting SA

41A, Avenue JF Kennedy L-2082 Luxembourg infoarc@arendt.com

T (352) 26 09 10 1
F (352) 26 09 10 7750

Arendt & Medernach SA

41A, Avenue JF Kennedy L-2082 Luxembourg info@arendt.com

T (352) 40 78 78 1
F (352) 40 78 04

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