Training Session

Thursday
Nov 21, 2019
2:00 PM

To

Thursday
Nov 21, 2019
5:00 PM
Where ?
Arendt House
41A, Avenue John F. Kennedy
L-2082 Luxembourg-Kirchberg
Luxembourg
Who ?
Speakers
François Warken

Objectives

The objectives of this training module are:

  • To understand the exact scope of the obligation to detect and to report STORs;
  • To understand what arrangements, systems and procedures the professional is expected to establish;
  • To learn about how to properly discharge the obligation to detect and to report STORs.

Content

The presentation will cover in particular the following topics:

Who is subject to the obligation to detect and to report STORs?

  • Relevant behaviours to be detected and reported;
  • Maintaining effective arrangements, systems and procedures;
  • What is a reasonable suspicion?
  • A priori verification or a posteriori verification?
  • Practical considerations - who, how, when?
  • Case studies and real-life examples;
  • STOR and money laundry suspicion;
  • Q&A session.

Speaker

François Warken (Partner, Capital Markets, Arendt & Medernach).

Target Group

Professionals in charge of administration, legal and compliance functions in financial institutions, other professionals of the financial sector.

Duration

3 hours.

Language

English

Price

€500

For any information, please contact us by e-mail at institute@arendt.com

Related Content

François Warken

François Warken is the Partner in charge of the Capital Markets practice of Arendt & Medernach. He specialises in securities laws as well as in capital markets and stock exchange regulation where he advises on all aspects of debt and equity capital markets transactions. He has extensive experience with initial public offerings, takeovers securities offerings, including offerings of structured and hybrid products, repackagings and liability management transactions such as buybacks or tender offers, exchange offers, consent solicitations and open market strategies. His practice further focuses on regulatory compliance and related corporate governance. François Warken is a member of the Capital...

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Arendt & Medernach SA

41A, Avenue JF Kennedy L-2082 Luxembourg info@arendt.com

T (352) 40 78 78 1
F (352) 40 78 04

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