The purpose of this presentation is to explain the main obligations for issuers whose securities are admitted to trading on a regulated market, as resulting from the amended law of 11 January 2008 on transparency requirements for issuers as well as from the corresponding Grand Ducal regulation.
The transparency obligations will be explained in light of other disclosure obligations, in particular those resulting from European legislation such as the Prospectus Regulation (EU) 2017/1129, the Market Abuse Regulation (EU) 2014/596, the IFRS Regulation (EC) No. 1606/2002, the Accounting Directive 2013/34/EC or stock exchange regulation.
The presentation will cover in particular the following topics:
- Introduction to the law of 11 January 2008 on transparency requirements for issuers, as amended;
- General principles
- Scope of application
- Periodic information requirements, in particular the requirement to publish periodic financial reports
- Exemptions from the obligation to publish periodic financial reports
- On-going information requirements
- Additional information for holders of securities
- Accepted means of disclosure
- Supervisory powers and enforcement measures
- Major differences between transparency obligations and stock exchange disclosure rules
- Case studies
François Warken (Partner, Capital Markets, Arendt & Medernach),
Caroline Motzer (Counsel, Capital Markets, Arendt & Medernach).
Issuers of securities, their board members, their auditors, domiciliation agents for issuers of securities or professionals who wish to understand the impacts of the 11 January 2008 on transparency requirements for issuers.
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