Training Session

Tuesday
Apr 30, 2019
1:30 PM

To

Tuesday
Apr 30, 2019
5:00 PM
Where ?
Arendt House
41A, Avenue John F. Kennedy
L-2082 Luxembourg-Kirchberg
Luxembourg

Objectives

The objectives of this training program are:

  • To provide participants with an overview of the new market abuse regime
  • To sensitise participants to prohibited behaviours and unintentional market abuse
  • To foster risk awareness of participants and help participants to recognize market abuse.

Content

The following topics will be covered:

  • Summary description of relevant provisions of the new market abuse regime (with a focus on major differences between the repealed Market Abuse Directive and the Market Abuse Regulation)
  • Presentation of prohibited behaviours
  • Presentation of a decision tree to identify inside information
  • Protective measures for staff against unintentional market abuse and prevailing best practices
  • Presentation of real-life examples of insider dealing, unlawful disclosure of inside information and market manipulation
  • Reporting of suspicious transactions and orders
  • Summary presentation of applicable sanctions in case of market abuse
  • Q&A session

Speakers

François Warken (Partner, Capital Markets, Arendt & Medernach),
Caroline Motzer (Counsel, Capital Markets, Arendt & Medernach).

Target Group

Professionals in charge of administration, legal and compliance functions in financial institutions, other professionals of the financial sector.

Duration

3,5 hours.

Language

English

Price

€450

 

For any information, please contact us by e-mail institute@arendt.com

Related Content

Caroline Motzer
Counsel

Capital Markets

François Warken
Partner

Capital Markets

Arendt & Medernach SA

41A, Avenue JF Kennedy L-2082 Luxembourg info@arendt.com

T (352) 40 78 78 1
F (352) 40 78 04

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