23/02/2018

After an initial fright in 2007, the MiFID monster is here again to scare the compliance staff of UCITS management companies and AIFMs (referred to herein as “Mancos”). Whereas 10 years ago the impact was quite limited on Mancos active exclusively in the collective portfolio management of funds without taking on any additional MiFID activity, with MiFID 2 the contamination of their “collective” management activity is real

Odile Renner, Partner at Arendt Regulatory & Consulting, reviews the challenges of Compliance Officers working for management companies with an extended MiFID license in Agefi.

Read the full article by clicking on the document below.

Contacts

Odile Renner

Odile Renner is a Partner at Arendt and heads Arendt Regulatory & Consulting (ARC). She worked as an attorney in the general corporate and M&A practice of a US law firm in Paris from 1991 to 1997. In 1998, Odile joined PricewaterhouseCoopers Luxembourg and created its “Regulatory Compliance Advisory Services”, where she became Partner in 2002. In this function, she advised and assisted international clients active in the financial sector in the set-up and functioning of their Luxembourg products and management companies. After leaving PricewaterhouseCoopers in 2012, Odile joined Arendt to create and develop a service offering complementary to that of the law firm Arendt & Medernach within a ...

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