Luxembourg today (at the end of January 2018) boasts 319 Mancos, of which 68 are Chapter 15 UCITS Mancos, 108 are AIFMs, 95 have both statuses (so-called dual Mancos) and 48 are a combination of simple and dual Mancos which have chosen to adopt in addition a MiFID license, as foreseen by Article 101 (3) of the UCITS law of 2010 and Article 5 (4) of the Law of 2013 on AIFMs. For the latter more than any other management companies, the MiFID monster is here again to scare the compliance staff.

Odile Renner, Partner at Arendt Regulatory & Consulting, reviews the challenges of Compliance Officers working for management companies with an extended MiFID license and presents its online compliance tool, CAROL, in the Paperjam newsletter of 23 February 2018.

Read the full article by clicking on the document below.

Contacts

Odile Renner

Odile Renner is a Partner at Arendt and heads Arendt Regulatory & Consulting. She worked as an attorney in the general corporate and M&A practice of a US law firm in Paris from 1991 to 1997. In 1998, Odile joined PricewaterhouseCoopers Luxembourg and created its “Regulatory Compliance Advisory Services”, where she became Partner in 2002. In this function, she advised and assisted international clients active in the financial sector in the set-up and functioning of their Luxembourg products and management companies. After leaving PricewaterhouseCoopers in 2012, Odile joined Arendt to create and develop a service offering complementary to that of the law firm Arendt & Medernach within a newly ...

PARTNER ARC

YOU MIGHT ALSO WANT TO DISCOVER

21/12/2018
Arendt Case Review #4 - December 2018 - Arendt Litigation Group

Information about recent decisions of the Luxembourg and/or European courts.
Egalement disponible en français ci-dessous.

Read More_
Master the tax declaration of a Luxembourg company and avoid its pitfalls (day 1)
Financial reporting requirements for funds

Latest news

23/11/2018
The Insolvency Review - 6th edition - Luxembourg Chapter - Pierre Beissel and Sébastien Binard

This volume offers an in-depth review of market conditions and insolvency case developments in key countries around the world. Our experts Pierre Beissel and Sébastien Binard are the authors of the Luxembourg Chapter.

Read More_
23/10/2018
The Asset Tracing and Recovery Review - 6th edition - Luxembourg Chapter 2018 - François Kremer and Ariel Devillers

A guide offering an overview of these topics in 2018. ​Our experts François Kremer and Ariel Devillers​​ are the authors of the Luxembourg Chapter.

Read More_
18/09/2018
The Restructuring Review - 11th edition - Luxembourg Chapter 2018 - Grégory Minne and Clara Mara-Marhuenda

A guide offering an overview of the global restructuring market in 2018. ​Our experts Grégory Minne and Clara Mara-Marhuenda​​ are the authors of the Luxembourg Chapter.

Read More_
enhance
your
experience
unfortunately, you can not personnalize your browsing on this page

Would you like to configure your browsing experience at arendt.com?

Let us know your profile and favourite topics

You are

Banking and Financial Services

Fund Industry

Private Sector

Private Wealth

Public Sector