Training Session

Wednesday
Nov 14, 2018
9:00 AM

To

Wednesday
Nov 14, 2018
1:00 PM
Where ?
Arendt House
41A, Avenue John F. Kennedy
L-2082 Luxembourg-Kirchberg
Luxembourg

Objectives

Funds are MiFID financial instruments. When investment firms sell funds, MiFID rules apply. The objective of the training is to identify and understand the impact of the new provisions of MiFID 2 which are directly or indirectly in connection with the fund business.

Content

Introduction – extent of the application of MiFID to funds and management companies

Product governance – definition of target market and monitoring of selling activities

Information to investors and distributors

  • Marketing information
  • Cost and charges transparency

Appropriateness - selling complex MiFID financial instruments – structured funds

Restriction on remuneration practices of MiFID firm

  • Independent advice
  • Portfolio management
  • Legitimacy of inducements

How these changes impact and transform fund distribution?

Speakers

Florence Stainier (Partner, Investment Management, Arendt & Medernach),
Nicolas Deldime (Partner, Arendt Regulatory & Consulting).

Target Group

This training is of interest for anybody involved in the product design and the fund distribution process, be it as a member of the fund management, as service provider or for any person belonging to internal legal and compliance teams and oversight control.

Duration

4 hours.

Language

English

Price

€480

 

For any information, please contact us by e-mail institute@arendt.com

Related Content

Florence Stainier
Partner

Investment Management

Nicolas Deldime
Partner ARC

Regulatory Consulting
MiFID II
Asset Manager - Advi...

Arendt Regulatory & Consulting SA

41A, Avenue JF Kennedy L-2082 Luxembourg infoarc@arendt.com

T (352) 26 09 10 1
F (352) 26 09 10 7750

Arendt & Medernach SA

41A, Avenue JF Kennedy L-2082 Luxembourg info@arendt.com

T (352) 40 78 78 1
F (352) 40 78 04

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