Funds are MiFID financial instruments. When investment firms sell funds, MiFID rules apply. The objective of the training is to identify and understand the impact of the new provisions of MiFID 2 which are directly or indirectly in connection with the fund business.
Introduction – extent of the application of MiFID to funds and management companies
Product governance – definition of target market and monitoring of selling activities
Information to investors and distributors
- Marketing information
- Cost and charges transparency
Appropriateness - selling complex MiFID financial instruments – structured funds
Restriction on remuneration practices of MiFID firm
- Independent advice
- Portfolio management
- Legitimacy of inducements
How these changes impact and transform fund distribution?
Florence Stainier (Partner, Investment Management, Arendt & Medernach),
Nicolas Deldime (Partner, Arendt Regulatory & Consulting).
This training is of interest for anybody involved in the product design and the fund distribution process, be it as a member of the fund management, as service provider or for any person belonging to internal legal and compliance teams and oversight control.
For any information, please contact us by e-mail email@example.com