Training Session

Wednesday
Nov 14, 2018
9:00 AM

To

Wednesday
Nov 14, 2018
5:00 PM
Where ?
Arendt House
41A, Avenue John F. Kennedy
L-2082 Luxembourg-Kirchberg
Luxembourg
Who ?
Speakers
Franck Chatillon (Greenwich Dealing)
Nicolas Deldime
Florence Stainier

MiFID 2 impacts on the fund business

Objectives

Funds are MiFID financial instruments. When investment firms sell funds, MiFID rules apply. The objective of the training is to identify and understand the impact of the new provisions of MiFID 2 which are directly or indirectly in connection with the fund business.

Content

Introduction – extent of the application of MiFID to funds and management companies

Product governance – definition of target market and monitoring of selling activities

Information to investors and distributors
- Marketing information
- Cost and charges transparency

Appropriateness - selling complex MiFID financial instruments – structured funds

Restriction on remuneration practices of MiFID firm
- Independent advice
- Portfolio management
- Legitimacy of inducements

How these changes impact and transform fund distribution?

Speakers

Florence Stainier (Partner, Investment Management, Arendt & Medernach)
Nicolas Deldime (Partner, Arendt Regulatory & Consulting),

Target Group

This training is of interest for anybody involved in the product design and the fund distribution process, be it as a member of the fund management, as service provider or for any person belonging to internal legal and compliance teams and oversight control.

Duration

4 hours.

Language

English

 

MiFID 2 Securities Market rules - key impacts on your business

Objectives

MIFID 2 aims to reinforce the rules on securities markets and sets out requirements on their operating conditions. The objective of the training is to provide practical information on key MIFID 2 changes, allowing people who are not directly involved in the trading value chain to understand that important pillar of the MIFID legislation and transpose this understanding into their particular business context.

Content

  • Introduction (the new financial market landscape in Europe)
  • Market infrastructure – what changes?

          - OTFs and systematic internalisers
          - Market data publication rules: APA, CTP, Best Ex KPIs

  • Best execution – what really changes
  • Transaction reporting – market abuse monitoring – who should do what and how?
  • Transaction cost transparency – a game changer?
  • Unbundled investment research – how to operate a RPA?
  • Conclusion

Speakers

Nicolas Deldime (Partner, Arendt Regulatory & Consulting),
Franck Chatillon (Greenwich Dealing).

Target Group

All persons who are not directly involved in the trading value chain but who wants to better understand the MIFID 2 securities market framework and the impacts on the business.

Duration

​3 hours.

Languages

English

Price

€600 (for the day)

 

For any information, please contact us by e-mail institute@arendt.com

Related Content

Florence Stainier
Partner

Investment Management

Nicolas Deldime
Partner ARC

Regulatory Consulting
MiFID II
Asset Manager - Advi...

Arendt Regulatory & Consulting SA

41A, Avenue JF Kennedy L-2082 Luxembourg infoarc@arendt.com

T (352) 26 09 10 1
F (352) 26 09 10 7750

Arendt & Medernach SA

41A, Avenue JF Kennedy L-2082 Luxembourg info@arendt.com

T (352) 40 78 78 1
F (352) 40 78 04

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