Training Session

Tuesday
Mar 21, 2023
9:00 AM

To

Tuesday
Mar 21, 2023
1:00 PM
Where ?
Arendt House
41 Avenue John F. Kennedy
L-2082 Luxembourg
Luxembourg

Who ?
Speakers

Objectives

The attendees will gain solid knowledge of the MIFID 2 rules applicable to Investment Fund Managers authorised to render MIFID investment services.

Content

  1. Introduction – extent of the application of MiFID II to IFMs extended scope
  • Eligible investment services and their particularities
  • Operating conditions and organisational measures
  1. MIFID II rules:
  • Client categorization
    • MiFID definitions and other definitions
  • Information to clients
    • dos and don’ts
    • costs and charges: transparency
    • costs and charges disclosures: MiFID vs. KIIDs/ PRIIPs
  • Suitability & Appropriateness
    • nature of information to be gathered
    • record keeping
  • Inducement
    • MiFID 1, UCITS and AIFM Directives
    • change and impact linked to MiFID 2
    • independent investment advice
    • investment research: historical set-up and 2 options of unbundling investment research
  • Product governance
    • manufacturer and distributer
    • target market / EMT
  • Reporting to clients
    • content and periodicity
  • Best execution
    • main changes/ points of attention
    • policy
    • performance indicators (RTS 27 report, RTS 28 report)
  • Record-keeping
    • requirements (format (do’s and don’ts), period of retention)
    • others (client order handling, service contract, etc.)

Speaker(s)

Nicolas Deldime (Partner, Arendt Regulatory & Consulting)

Target Group

Board members, daily managers, internal control functions, front/ middle/ back office persons involved in MIFID service rendered to clients.

Duration

4 hours 

Language

English

Price

500€ 

 

For more  information, please contact us by e-mail at institute@arendt.com

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Nicolas Deldime

Nicolas Deldime is a Partner at Arendt Regulatory & Consulting (ARC). He was a Director in the consulting practice of a Big Four company, before joining Arendt Regulatory & Consulting in 2012. Nicolas has in-depth expertise in financial sector regulation and its impact on business, gained in servicing numerous banks, funds and asset managers. He notably provides advisory services in relation to MiFID, fund distribution operations, business and license transformation. Nicolas holds a master's degree in Law from the Catholic University of Louvain-La-Neuve (Belgium).

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Arendt Regulatory & Consulting SA

41A, Avenue JF Kennedy L-2082 Luxembourg infoarc@arendt.com

T (352) 26 09 10 1
F (352) 26 09 10 7750