Our regulatory consulting expertise is driven by Arendt Regulatory & Consulting S.A. (ARC) and is composed of experienced professionals with a strong background in regulatory and business consultancy.

Our approach builds on trust and on our commitment to deliver pragmatic and value-added services. We believe that the extent and depth of the regulatory challenges and their complex implementation call for true teamwork with our clients, enabling us to define solutions together which are tailored to their particular needs and environments.

Our service range

We offer advice and assistance to entities active in the asset management and asset servicing sectors, in Luxembourg and abroad, responding to the growing needs of clients for a practical, yet legally effective approach to regulatory change management and other regulatory issues.

                   

We help regulated entities to adopt consolidated and harmonised sets of compliance and risk management controls so that they can conform to the rules, standards and specifications applicable to their business and products. Our services include:

• AML consulting and support
• Compliance support (including on-site)
• CAROL – our proprietary, web-based compliance monitoring tool
• Risk management consulting and support services (i.e. Policies, RMP, Reporting, etc.), incl. PRIIPS KID support
• Investment compliance

• Support to strategy definition, design and implementation, including their target operating model
• Seeking of regulatory authorisation for regulated entities and/or activities
• Regulatory and tax reporting services and advice: FATCA, CRS, AIFM Annex IV, EMIR
• Project management assistance
• Incident management services (inspections, breaches, errors...)

• UCITS and AIF cross-border notification and maintenance services (via passport or private placement)
• Exercise of management passports
• Distribution advisory
• Distribution risk monitoring – consulting and compliance

• Governance Radar – to facilitate an objective evaluation of the level of directors’ information (Board pack assessment)
• Governance consulting services – governing bodies composition and functioning, design of decision table & responsibilities
• Board assessment – made easier and quicker with Assessyourboard.com
• Governance training

Update

Investment Fund Managers, assess the DAC6 impacts on your activities_
Liquidity Risk [NEW]
Risk Reporting Solutions [NEW]
AML/CFT compliance [Updated 10/20]
Personal data: the end of the gold rush? [NEW]
Management Information: choose to lead rather tan to endure (SAMI)  [NEW]
Depositaries - Understand, Implement, Apply [NEW]
Fund distribution solutions [NEW]
Preparing for CSSF on-site visits [NEW]
IT infrastructure and outsourcing [NEW]
Assess your board  [Updated 10/20]
Governance Radar  [Updated 10/20]
Participating in cross-border arrangements- DAC 6 [NEW]
Compliance and Regulatory Oversight onLine (CAROL) [Updated 10/20]