Our regulatory consulting expertise is driven by Arendt Regulatory & Consulting S.A. (ARC) and is composed of experienced professionals with a strong background in regulatory and business consultancy.
Our approach builds on trust and on our commitment to deliver pragmatic and value-added services. We believe that the extent and depth of the regulatory challenges and their complex implementation call for true teamwork with our clients, enabling us to define solutions together which are tailored to their particular needs and environments.
Our service range
We offer advice and assistance to entities active in the asset management and asset servicing sectors, in Luxembourg and abroad, responding to the growing needs of clients for a practical, yet legally effective approach to regulatory change management and other regulatory issues.
Our service offering encompasses the provision of innovative tools allowing for the automation of tasks and processes in an outsourced or insourced mode. It also consists in bespoke advice and support which allow our clients to meet regulatory requirements and make their strategic business decisions.
We help regulated entities to adopt consolidated and harmonised sets of compliance and risk management controls so that they can conform to the rules, standards and specifications applicable to their business and products. Our services include:
AML consulting and support
Compliance support (including on-site)
CAROL – our proprietary, web-based compliance monitoring tool
Risk management consulting and support services (i.e. Policies, RMP, Reporting, etc.), incl. PRIIPS KID support