Our regulatory consulting expertise is driven by Arendt Regulatory & Consulting S.A. (ARC) and is composed of experienced professionals with a strong background in regulatory and business consultancy.

Our approach builds on trust and on our commitment to deliver pragmatic and value-added services. We believe that the extent and depth of the regulatory challenges and their complex implementation call for true teamwork with our clients, enabling us to define solutions together which are tailored to their particular needs and environments.

 

Our service range

We offer advice and assistance to entities active in the asset management and asset servicing sectors, in Luxembourg and abroad, responding to the growing needs of clients for a practical, yet legally effective approach to regulatory change management and other regulatory issues.

Our service offering encompasses the provision of innovative tools allowing for the automation of tasks and processes in an outsourced or insourced mode. It also consists in bespoke advice and support which allow our clients to meet regulatory requirements and make their strategic business decisions.
CAROL RVB     ARNO RVB     AYBO RVB    logo ARC - govradar    logo ARC - SAMI 
 

We help regulated entities to adopt consolidated and harmonised sets of compliance and risk management controls so that they can conform to the rules, standards and specifications applicable to their business and products. Our services include:

  • AML consulting and support
  • Compliance support (including on-site)
  • CAROL – our proprietary, web-based compliance monitoring tool
  • Risk management consulting and support services (i.e. Policies, RMP, Reporting, etc.), incl. PRIIPS KID support
  • Investment compliance
We help asset managers and asset servicers in the design of their set-up and operations and in meeting their regulatory requirements:
  • Support to strategy definition, design and implementation, including their target operating model
  • Seeking of regulatory authorisation for regulated entities and/or activities
  • Regulatory and tax reporting services and advice: FATCA, CRS, AIFM Annex IV, EMIR
  • Project management assistance
  • Incident management services (inspections, breaches, errors...)
We help fund managers seeking to offer their services or distribute their products on a cross-border basis and advise them with regards to admissible marketing of their funds. Our services include:
  • UCITS and AIF cross-border notification and maintenance services (via passport or private placement)
  • Exercise of management passports
  • Distribution advisory
  • Distribution risk monitoring – consulting and compliance
We help our clients in setting up the right governance model between stakeholders and propose tools helping to assess that governance:
  • Governance Radar – to facilitate an objective evaluation of the level of directors’ information (Board pack assessment)
  • Governance consulting services – governing bodies composition and functioning, design of decision table & responsibilities
  • Board assessment – made easier and quicker with Assessyourboard.com
  • Governance training

We help you to become compliant ... and to make the best use out of it.

Update

Investment Fund Managers, assess the DAC6 impacts on your activities_
Liquidity Risk [NEW]
Risk Reporting Solutions [NEW]
AML/CFT compliance [Updated 10/20]
Personal data: the end of the gold rush? [NEW]
Management Information: choose to lead rather tan to endure (SAMI)  [NEW]
Depositaries - Understand, Implement, Apply [NEW]
Fund distribution solutions [NEW]
Preparing for CSSF on-site visits [NEW]
IT infrastructure and outsourcing [NEW]
Assess your board  [Updated 10/20]
Governance Radar  [Updated 10/20]
Participating in cross-border arrangements- DAC 6 [NEW]
Compliance and Regulatory Oversight onLine (CAROL) [Updated 10/20]

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Arendt Regulatory & Consulting SA

41A, Avenue JF Kennedy L-2082 Luxembourg infoarc@arendt.com

T (352) 26 09 10 1
F (352) 26 09 10 7750

12/03/2018
Cross-border distribution of investment funds: a proposal for harmonisation
Reducing barriers for cross-border distribution of investment funds within the EU, thus reducing the costs of going cross-border, while deepening the ...
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12/06/2018
MiFID 2 and its distinctive Luxembourg features
On 31 May 2018, the law on markets in financial instruments (the “2018 Law”) as well as the grand-ducal regulation relating to safeguarding of financi...
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02/05/2017
Arendt Regulatory & Consulting appoints two new managers
Luxembourg, 2 May 2017 - Arendt Regulatory & Consulting is pleased to announce the appointment of two new managers: Bénédicte d’Allard and Jasper Rond...
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