The teams of our regulatory consulting expertise driven by Arendt Regulatory & Consulting S.A. (ARC) are supporting clients in respect of investment compliance rules in regulated funds (mainly UCITS). The interpretation of investment restrictions/ the confirmation of eligibility of instruments is paramount in a very automatised environment and one of the primary responsibility of a fund. Regulators focus more and more on NAV errors remediation process and oversight by the funds or their managemet company to ensure compliance.

We help client to:

  • Validate the set of applicable investments rules;
  • Test the implementation of applicable rules as coded into monitoring systems and document the results of such test to either confirm or challenge the efficiency of such on-going controls.

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Arendt Regulatory & Consulting SA

41A, Avenue JF Kennedy L-2082 Luxembourg

T (352) 26 09 10 1
F (352) 26 09 10 7750