The regulatory developments in the financial sector have made the mission of Compliance Officers increasingly complex.
In addition to the regular controls that they have to perform and report on, Compliance Officers often spend much of their time addressing specific compliance issues or grasping new regulation requirements.
In order to make their life easier, our regulatory consulting expertise driven by Arendt Regulatory & Consulting S.A. (ARC) has created
CAROL, which stands for “
Compliance And Regulatory Oversight onLine”.
CAROL is an internet-based solution which allows its users to
control the compliance of a given regulated entity with the help of an online control plan that fits the entity’s regulatory status.