Our regulatory consulting expertise driven by Arendt Regulatory & Consulting S.A. (ARC) assists promoters in the definition of their distribution model with a view to the subsequent registration of their funds and maintenance thereof in Europe and beyond. We help them assess and manage the risks relating to such distribution and assist them in passporting their regulated activities across Europe.
Our services include:
- UCITS and AIF cross-border notification and maintenance services (via passport or private placement)
- Exercise of management passports
- Distribution advisory
- Distribution risk monitoring – consulting and compliance
Focus on fund marketing communications compliance
Funds Marketing Communications Compliance is a hot topic that needs to be addressed by Board Members and their IFMs. Funds of all sorts (UCITS, AIFs, etc.) are in scope, no matter the category of investors or potential investors targeted.
Please watch our video presenting our service offer.
