Our regulatory consulting expertise driven by Arendt Regulatory & Consulting S.A. (ARC) helps regulated entities to adopt consolidated and harmonised set of compliance and risk controls so that they can conform to the rules, specifications, policies, standards and laws relevant to their business:
- AML consulting and support
- Compliance support (including on-site)
- CAROL – our proprietary, web-based compliance monitoring tool
- Risk management consulting and support services (i.e. Policies, RMP, Reporting, etc.), incl. PRIIPS KID support
- Investment compliance
- GDPR
- SAMI - compliance with Management information and delegation oversight obligations
- Depositary assistance
- Preparation of CSSF on-site visits
- Compliance to new rules on the IT infrastructure and IT outsourcing of regulated entities
- ESG investing
To learn more, please download our brochures below:
- Compliance and Regulatory Oversight onLine (CAROL) [Updated 10/20]
- Liquidity Risk [NEW]
- Risk Reporting Solutions [NEW]
- AML/CFT compliance [Updated 10/20]
- Personal data: the end of the gold rush? [NEW]
- Management Information: choose to lead rather tan to endure (SAMI) [NEW]
- Depositaries - Understand, Implement, Apply [NEW]
- Preparing for CSSF on-site visits [NEW]
- IT infrastructure and outsourcing [NEW]
- Arendt ESG Toolbox for Asset Managers [NEW]
